Xu, Xiaofeng 徐曉峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-11-26 | 2010-04-07 | Rep | Dealing in securities | 2009-11-26 | 2010-04-07 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-11-20 | 2009-10-07 | Rep | Dealing in securities | 2010-05-03 | 2018-03-01 | Rep | Automated trading services | 2012-07-19 | 2013-09-23 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-11-20 | 2009-10-07 | Rep | Dealing in securities | 2010-05-03 | 2018-03-01 | Rep | Dealing in futures contracts | 2010-08-26 | 2018-03-01 | Rep | Automated trading services | 2013-08-19 | 2018-03-01 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-20 | 2009-10-07 | Rep | Dealing in futures contracts | 2010-05-03 | 2010-08-26 |
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