Shum, Kwok Wing 岑幗穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-02-22 | 2013-07-06 | Rep | Advising on securities | 2011-11-29 | 2013-07-06 |
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