Sharma, Ashish (SFC:ASW394)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2013-05-02 | 2017-11-22 | Rep | Dealing in securities | 2013-05-02 | 2017-11-22 | RO | Advising on securities | 2017-11-22 | 2018-03-03 | RO | Dealing in securities | 2017-11-22 | 2018-03-03 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-04-27 | 2013-02-28 | Rep | Advising on corporate finance | 2012-11-13 | 2013-02-28 | Rep | Advising on securities | 2012-11-13 | 2013-02-28 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2012-11-13 | 2013-02-28 | Rep | Advising on securities | 2012-11-13 | 2013-02-28 | Rep | Dealing in securities | 2012-11-13 | 2013-02-28 |
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