Li, Ka Yiu (SFC:AUC295) 李家耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-06-06 | Rep | Dealing in securities | 2016-06-06 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2015-05-05 | 2015-12-16 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-06-08 | 2014-11-04 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-06-08 | 2014-11-04 | Rep | Dealing in futures contracts | 2010-08-20 | 2014-11-04 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-08 | 2010-08-20 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-09 | 2010-05-28 |
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