Lam, Florence Wing Yee 林穎怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-02-07 | 2021-10-08 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-11-15 | 2021-10-08 | Rep | Dealing in futures contracts | 2010-09-06 | 2021-10-08 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-02-07 | 2006-11-10 | Rep | Dealing in futures contracts | 2008-06-16 | 2010-09-06 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-03-29 | Rep | Dealing in securities | 2023-03-29 |
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