Kwok, Maureen May Lin 郭美蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2013-03-12 | 2017-10-20 | Rep | Asset management | 2013-03-12 | 2017-10-20 | Rep | Dealing in securities | 2013-03-12 | 2017-10-20 |
| 2 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2012-06-25 | 2012-09-28 | Rep | Asset management | 2012-06-25 | 2012-09-28 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-07-06 | 2011-12-22 | Rep | Advising on securities | 2011-10-24 | 2011-12-22 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-20 | 2011-12-22 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-14 | 2010-09-20 |
| 6 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on corporate finance | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Advising on securities | 2005-06-22 | Rep | Dealing in securities | 2005-06-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy