Kim, Dennis Ji Nam
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-08-20 | 2008-02-04 | Rep | Dealing in securities | 2007-08-20 | 2008-02-04 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-20 | 2008-02-04 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-03-28 | 2016-03-08 | Rep | Dealing in securities | 2008-03-28 | 2016-03-08 | Rep | Advising on securities | 2008-04-21 | 2016-03-08 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-03-28 | 2016-03-08 | Rep | Dealing in securities | 2008-03-28 | 2016-03-08 | Rep | Advising on securities | 2008-04-21 | 2016-03-08 |
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