Hu, Xiao (SFC:AXQ422) 胡晓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2011-07-18 | 2020-03-17 | Rep | Advising on securities | 2011-07-18 | 2020-03-17 | Rep | Dealing in securities | 2011-07-18 | 2020-03-17 | RO | Advising on corporate finance | 2020-03-17 | 2023-03-02 | RO | Advising on securities | 2020-03-17 | 2023-03-02 | RO | Dealing in securities | 2020-03-17 | 2023-03-02 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2011-07-18 | 2020-03-17 | Rep | Advising on securities | 2011-07-18 | 2020-03-17 | Rep | Dealing in securities | 2011-07-18 | 2020-03-17 | RO | Advising on corporate finance | 2020-03-17 | 2023-03-02 | RO | Advising on securities | 2020-03-17 | 2023-03-02 | RO | Dealing in securities | 2020-03-17 | 2023-03-02 |
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