Hsu, Calvin James 許聖賚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BridgeWood Alternatives Limited | Rep | Advising on securities | 2021-11-02 | 2022-01-11 | Rep | Dealing in securities | 2021-11-02 | 2022-01-11 | RO | Advising on securities | 2022-01-11 | RO | Dealing in securities | 2022-01-11 |
| 2 | Carret Private Capital Limited | Rep | Advising on securities | 2018-04-13 | 2018-12-12 | Rep | Dealing in securities | 2018-04-13 | 2018-12-12 | Rep | Asset management | 2018-04-13 | 2019-11-29 | RO | Advising on securities | 2018-12-12 | 2019-11-29 | RO | Dealing in securities | 2018-12-12 | 2019-11-29 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-13 | Rep | Advising on securities | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Automated trading services | 2003-10-13 | Rep | Dealing in securities | 2008-05-29 | Rep | Advising on securities | 2008-01-04 | 2008-05-29 | Rep | Advising on securities | 2013-07-29 | 2015-07-30 | Rep | Dealing in futures contracts | 2013-07-29 | 2015-07-30 | Rep | Dealing in securities | 2013-07-29 | 2015-07-30 | RO | Advising on securities | 2015-07-30 | 2016-08-01 | RO | Dealing in futures contracts | 2015-07-30 | 2016-08-01 | RO | Dealing in securities | 2015-07-30 | 2016-08-01 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2008-05-29 | Rep | Dealing in securities | 2003-10-16 | 2008-05-29 | Rep | Dealing in securities | 2013-07-29 | 2013-08-31 |
| 5 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2019-12-23 | 2020-07-04 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-06-02 | 2013-04-05 | Rep | Advising on securities | 2011-11-01 | 2013-04-05 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-10 | 2013-04-05 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-02 | 2010-09-10 |
| 9 | QL Asset Management Company Limited | Rep | Advising on securities | 2017-03-13 | 2018-03-29 | Rep | Asset management | 2017-03-13 | 2018-03-29 | Rep | Dealing in securities | 2017-03-13 | 2018-03-29 |
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