Ho, Tai Wai 何大偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2006-07-21 | Rep | Dealing in securities | 2009-11-03 | 2010-10-01 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Dealing in futures contracts | 2006-07-21 | Rep | Dealing in securities | 2003-10-16 | 2006-07-21 | Rep | Dealing in futures contracts | 2009-11-03 | 2010-10-01 | Rep | Dealing in securities | 2009-11-03 | 2010-10-01 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-10-14 | 2013-09-12 | Rep | Advising on securities | 2011-11-03 | 2013-09-12 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-10-14 | 2013-09-12 |
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