Guo, Jie (SFC:AVW222) 郭杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-09-09 | 2012-07-20 | Rep | Advising on securities | 2011-11-03 | 2012-07-20 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-01-03 | 2012-07-20 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-09 | 2011-01-03 |
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