Fan, Shuo-fen 范碩芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-12-20 | 2014-02-07 | Rep | Dealing in securities | 2012-12-20 | 2014-02-07 |
| 2 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-06-13 | 2010-05-21 |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2008-01-24 | 2010-05-21 | Rep | Dealing in securities | 2008-06-13 | 2008-12-04 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-06-10 | 2012-02-21 | Rep | Advising on securities | 2011-10-31 | 2012-02-21 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-08 | 2012-02-21 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-10 | 2010-09-08 |
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