Chung, Franki Ka Fai 鍾家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on futures contracts | 2007-05-09 | 2009-11-30 | RO | Advising on securities | 2007-05-09 | 2009-11-30 | RO | Asset management | 2007-05-09 | 2009-11-30 | RO | Dealing in securities | 2007-05-09 | 2009-11-30 |
| 2 | Beigehill Asset Management Limited | RO | Advising on securities | 2023-10-25 | RO | Asset management | 2023-10-25 |
| 3 | CIBC Global Asset Management (Asia) Limited | Rep | Advising on securities | 2005-01-26 | Rep | Advising on futures contracts | 2005-12-01 | Rep | Asset management | 2006-06-27 | RO | Asset management | 2006-06-27 | 2007-01-18 |
| 4 | MEAG Hong Kong Limited | RO | Advising on securities | 2010-03-02 | 2016-05-05 | RO | Asset management | 2010-03-02 | 2016-05-05 |
| 5 | PROSPER GLOBAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-01-09 | 2020-12-31 | RO | Asset management | 2018-01-09 | 2020-12-31 |
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