Lau, Chi Ho (SFC:AJD618) 劉志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2011-03-01 | 2011-05-17 |
| 2 | BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-03-01 | 2011-05-17 |
| 3 | DT Securities & Futures Co. Limited | RO | Dealing in futures contracts | 2018-11-01 | 2022-07-14 | RO | Dealing in securities | 2018-11-01 | 2022-07-14 |
| 4 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-12 | 2010-11-01 |
| 5 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-12 | 2010-11-01 |
| 6 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2011-07-26 | 2012-04-13 | Rep | Dealing in securities | 2011-07-26 | 2012-04-13 |
| 7 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2010-06-01 | 2010-08-07 | Rep | Dealing in securities | 2010-06-01 | 2010-08-07 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-11-03 | 2006-07-31 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-11-03 | 2006-07-31 |
| 10 | ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-02-12 | 2007-05-31 |
| 11 | ROCTEC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-02-12 | 2007-05-31 |
| 12 | Rui Da International Finance Holding Limited | Rep | Dealing in futures contracts | 2012-05-14 | 2012-09-11 | RO | Dealing in futures contracts | 2012-09-11 | 2013-07-26 |
| 13 | Seazen Resources Futures Limited | RO | Dealing in futures contracts | 2013-08-21 | 2015-02-02 |
| 14 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2007-06-05 | 2008-11-24 |
| 15 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2015-02-12 | 2015-03-24 | Rep | Dealing in securities | 2015-02-12 | 2016-12-20 | RO | Dealing in futures contracts | 2015-03-24 | 2018-08-31 | RO | Dealing in securities | 2016-12-20 | 2018-08-31 |
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