Liu, Kam Yin 廖錦賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Advising on corporate finance | 2003-09-25 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-11-28 | 2017-01-24 | Rep | Advising on securities | 2016-11-28 | 2017-01-24 | Rep | Dealing in securities | 2016-11-28 | 2017-01-24 | RO | Advising on corporate finance | 2017-01-24 | RO | Advising on securities | 2017-01-24 | RO | Dealing in securities | 2017-01-24 |
| 3 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-09-29 | 2008-04-14 | RO | Advising on corporate finance | 2008-04-14 | 2016-10-28 | RO | Dealing in securities | 2015-04-14 | 2016-10-28 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-09-29 | 2008-04-14 | Rep | Dealing in securities | 2006-01-18 | 2015-04-14 | RO | Advising on corporate finance | 2008-04-14 | 2011-06-30 | RO | Dealing in securities | 2015-04-14 | 2016-10-28 |
| 5 | KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2007-01-29 | 2011-06-20 |
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