Liu, Lorna Ming Lai 廖明麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Futures Limited | Rep | Advising on futures contracts | 2005-01-31 | Rep | Asset management | 2005-01-31 | Rep | Dealing in futures contracts | 2005-05-01 |
| 2 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2005-01-31 | Rep | Advising on securities | 2005-01-31 | Rep | Asset management | 2005-01-31 | Rep | Dealing in securities | 2005-05-01 |
| 3 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-05-09 | |
| 4 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2005-05-09 |
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