Chan, Cat Pui Sze 陳佩詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-04-30 | 2009-10-01 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-01-22 | 2013-03-01 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-01-25 | 2012-11-23 | Rep | Dealing in securities | 2013-08-07 | 2017-09-03 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-09-14 | 2008-04-01 |
| 5 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-09-25 | 2018-10-16 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-12-14 | 2010-07-30 |
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