Yiong, Hoi San 楊海山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphamax Asset Management (HK) Limited | Rep | Asset management | 2015-04-02 | 2015-08-21 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-01 | 2006-03-01 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-06-21 | 2006-03-01 |
| 4 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2003-05-31 | Rep | Advising on securities | 2003-05-31 | Rep | Asset management | 2003-05-31 | Rep | Dealing in securities | 2003-05-31 |
| 5 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on futures contracts | 2010-10-05 | 2011-04-06 | Rep | Advising on securities | 2010-10-05 | 2011-04-06 | Rep | Asset management | 2010-10-05 | 2011-04-06 |
| 6 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2007-09-05 | 2009-10-16 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-11-03 | 2016-09-20 | Rep | Asset management | 2015-11-03 | 2016-09-20 | Rep | Dealing in futures contracts | 2015-11-03 | 2016-09-20 | Rep | Dealing in securities | 2015-11-03 | 2016-09-20 | RO | Advising on securities | 2016-09-20 | 2018-01-31 | RO | Asset management | 2016-09-20 | 2018-01-31 | RO | Dealing in futures contracts | 2016-09-20 | 2018-01-31 | RO | Dealing in securities | 2016-09-20 | 2018-01-31 |
| 8 | JS CRESVALE CAPITAL LIMITED | Rep | Asset management | 2011-05-18 | 2011-06-02 | Rep | Dealing in securities | 2011-05-18 | 2011-06-02 | RO | Asset management | 2011-06-02 | 2013-06-03 | RO | Dealing in securities | 2011-06-02 | 2013-06-03 |
| 9 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2011-05-18 | 2011-06-02 | RO | Dealing in securities | 2011-06-02 | 2013-06-03 |
| 10 | Meyer Capital Group Limited | Rep | Asset management | 2021-01-22 | 2021-03-02 | RO | Asset management | 2021-03-02 | 2021-09-30 |
| 11 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-04-18 | 2007-08-13 |
| 12 | Old Peak Capital Limited | RO | Advising on securities | 2014-07-08 | 2015-02-10 | RO | Asset management | 2014-07-08 | 2015-02-10 |
| 13 | Prominence Investment Management Limited | RO | Advising on securities | 2021-10-22 | RO | Asset management | 2021-10-22 |
| 14 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-05-31 | Rep | Advising on securities | 2003-05-31 | Rep | Asset management | 2003-05-31 | Rep | Dealing in securities | 2003-05-31 |
| 15 | Xen Capital (HK) Limited | Rep | Advising on securities | 2019-11-04 | 2019-11-15 | Rep | Asset management | 2019-11-04 | 2019-11-15 | RO | Advising on securities | 2019-11-15 | 2020-12-30 | RO | Asset management | 2019-11-15 | 2020-12-30 |
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