Khan, Kaleem Airfan Mahmood (SFC:AIU292)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-03-03 | 2010-01-21 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-05-16 | 2003-06-09 | Rep | Advising on securities | 2003-05-16 | 2003-06-09 | Rep | Asset management | 2003-05-16 | 2003-06-09 | Rep | Dealing in securities | 2003-05-16 | 2003-06-09 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-09-03 | 2010-01-21 |
| 4 | JVSakk Asia Limited | RO | Dealing in securities | 2015-02-09 | 2018-09-12 |
| 5 | JVSakk Asset Management Limited | Rep | Advising on securities | 2010-02-01 | 2011-07-20 | Rep | Asset management | 2010-02-01 | 2011-07-20 | RO | Advising on securities | 2011-07-20 | 2018-09-12 | RO | Asset management | 2011-07-20 | 2018-09-12 |
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