Nordberg, Brian Victor Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-08-01 | |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-08-01 | Rep | Dealing in securities | 2016-08-01 | Rep | Automated trading services | 2016-08-01 | 2018-11-01 |
| 3 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2010-11-24 | 2016-06-01 | Rep | Dealing in securities | 2010-11-24 | 2016-06-01 |
| 4 | WINNINGTON CAPITAL LIMITED | Rep | Advising on futures contracts | 2007-11-09 | 2008-12-18 | Rep | Advising on securities | 2007-11-09 | 2008-12-18 | Rep | Asset management | 2007-11-09 | 2008-12-18 |
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