Sexton, Angus John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2008-05-13 | 2012-04-14 | Rep | Dealing in securities | 2010-01-21 | 2012-04-14 |
| 2 | Ord Minnett Hong Kong Limited | Rep | Dealing in securities | 2013-02-06 | 2015-01-09 | Rep | Advising on securities | 2014-03-10 | 2015-01-09 | RO | Advising on securities | 2015-01-09 | RO | Dealing in securities | 2015-01-09 | RO | Asset management | 2017-10-09 |
| 3 | Oreana Financial Services Limited | Rep | Advising on securities | 2012-05-04 | 2012-05-07 | Rep | Asset management | 2012-05-04 | 2012-05-07 | Rep | Dealing in securities | 2012-05-04 | 2012-05-07 |
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