So, Yuen Yin 蘇苑燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-13 | 2022-01-19 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-04-28 | 2015-05-01 |
| 3 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2007-12-28 | 2014-02-28 | Rep | Dealing in securities | 2011-03-30 | 2014-02-28 |
| 4 | iFAST Global Markets (HK) Limited | Rep | Dealing in securities | 2022-03-28 | Rep | Advising on securities | 2022-04-13 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-07-13 | 2020-02-28 |
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