Gui, Lin 桂林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-13 | 2006-05-13 |
| 2 | Income Partners Asset Management (HK) Limited | Rep | Advising on corporate finance | 2010-11-29 | 2012-08-24 | Rep | Advising on securities | 2010-11-29 | 2018-11-30 | Rep | Asset management | 2010-11-29 | 2018-11-30 | RO | Advising on corporate finance | 2012-08-24 | 2022-04-14 | RO | Asset management | 2018-11-30 | 2019-07-09 | RO | Advising on securities | 2018-11-30 | 2022-04-14 | Rep | Asset management | 2019-07-09 | 2022-04-14 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-05-17 | 2023-11-13 | Rep | Asset management | 2022-05-17 | 2023-11-13 | Rep | Dealing in securities | 2022-05-17 | 2023-11-13 | RO | Advising on securities | 2023-11-13 | RO | Asset management | 2023-11-13 | RO | Dealing in securities | 2023-11-13 |
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