Ho, Connie Chi Yun 何志恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2012-11-07 | 2018-05-28 |
| 2 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Asset management | 2006-09-25 | 2007-07-01 | Rep | Advising on securities | 2006-09-25 | 2012-02-16 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-30 | 2019-12-20 | Rep | Advising on securities | 2019-02-18 | 2019-12-20 |
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