Law, Nicholas Kwan Chak 羅君澤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-09-23 | 2004-12-13 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-09-23 | 2004-12-03 |
| 3 | GIGA (HONG KONG) LIMITED | Rep | Advising on securities | 2006-11-16 | 2009-12-11 | Rep | Asset management | 2006-11-16 | 2009-12-11 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-08-31 | 2021-04-09 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-11-17 | 2006-11-01 |
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