Huang, Yan (SFC:AVD315) 黃燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-05-05 | 2010-09-07 | Rep | Advising on securities | 2010-05-05 | 2010-09-07 | Rep | Dealing in securities | 2010-05-05 | 2010-10-11 | Rep | Automated trading services | 2010-09-14 | 2010-10-11 |
2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2011-01-24 | 2013-10-01 |
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