Ha, Ron Hiu Lam 夏曉嵐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-06-04 | 2008-12-05 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-09 | 2013-11-15 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2014-02-17 | 2021-11-11 |
| 4 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2009-02-17 | 2010-05-15 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-10-27 | 2011-05-23 |
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