Ng, Kelly Oi Kit 吳愛潔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2014-07-10 | 2014-11-26 | Rep | Dealing in futures contracts | 2014-07-10 | 2022-07-29 | Rep | Dealing in securities | 2014-07-10 | 2022-07-29 | Rep | Advising on securities | 2021-03-01 | 2022-07-29 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-06-08 | 2014-06-13 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-06-08 | 2014-06-13 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-04-27 | 2014-06-13 |
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