Yu, Hua Shen 余華莘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capstone Capital Management Limited | Rep | Advising on securities | 2023-12-11 | Rep | Asset management | 2023-12-11 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-06-08 | 2020-01-11 | Rep | Asset management | 2018-06-08 | 2020-01-11 | Rep | Dealing in securities | 2018-06-08 | 2020-01-11 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-03-13 | 2009-07-01 |
| 4 | Gopher Redwoods Asset Management Limited | Rep | Advising on securities | 2020-07-06 | 2021-12-21 | Rep | Asset management | 2020-07-06 | 2021-12-21 | RO | Advising on securities | 2021-12-21 | 2022-04-28 | RO | Asset management | 2021-12-21 | 2022-04-28 | Rep | Advising on securities | 2022-04-19 | 2022-04-19 | Rep | Asset management | 2022-04-19 | 2022-04-19 |
| 5 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2010-05-20 | 2013-03-28 | Rep | Asset management | 2010-05-20 | 2013-03-28 |
| 6 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2009-07-07 | 2010-05-16 |
| 7 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2007-02-06 | 2008-02-01 | Rep | Dealing in securities | 2009-07-07 | 2010-05-16 | Rep | Asset management | 2009-07-22 | 2010-05-16 |
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