Jiang, Yiqian 蔣一茜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on corporate finance | 2003-06-12 | Rep | Dealing in securities | 2004-04-23 | Rep | Advising on securities | 2009-09-01 | Rep | Asset management | 2009-09-01 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2009-09-01 | 2010-06-19 | Rep | Asset management | 2009-09-01 | 2010-06-19 | RO | Advising on securities | 2010-06-19 | RO | Asset management | 2010-06-19 | RO | Dealing in securities | 2010-11-11 |
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