Liao, Jie (SFC:ATD558) 廖杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-03-05 | |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2009-09-23 | 2011-11-01 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-05-12 | 2013-10-10 | Rep | Advising on securities | 2011-11-28 | 2013-10-10 |
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