Yim, Ming Kuen 嚴明娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-04-08 | 2022-05-13 |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2021-04-08 | 2022-05-13 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Automated trading services | 2003-09-24 | Rep | Dealing in futures contracts | 2021-03-05 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-24 | Rep | Advising on securities | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Automated trading services | 2003-09-24 | Rep | Dealing in securities | 2021-03-05 |
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