Tin, Yip Wing 田業榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-05-10 | 2018-04-18 | Rep | Dealing in securities | 2017-05-10 | 2018-04-18 |
| 2 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-05-28 | Rep | Asset management | 2003-05-28 | Rep | Dealing in futures contracts | 2003-05-28 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-05-28 | |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | 2003-05-28 | Rep | Advising on securities | 2003-05-28 | Rep | Asset management | 2003-05-28 | Rep | Automated trading services | 2003-05-28 | Rep | Dealing in securities | 2003-05-28 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-23 | 2013-08-17 | Rep | Dealing in futures contracts | 2015-02-05 | 2017-03-31 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-07-23 | 2013-08-17 | Rep | Leveraged foreign exchange trading | 2004-04-23 | 2007-06-07 | Rep | Dealing in securities | 2015-02-05 | 2017-03-31 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-05-02 | 2022-01-31 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-05-02 | 2022-01-31 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-05-09 | 2014-11-28 |
| 10 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-05-09 | 2014-11-28 |
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