Ng, Wai Kit (SFC:AVT524) 吳偉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | RO | Advising on securities | 2022-09-20 | RO | Asset management | 2022-09-20 | RO | Dealing in securities | 2022-09-20 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2023-10-27 | 2023-11-10 | RO | Dealing in futures contracts | 2023-11-10 |
| 3 | CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2022-09-20 | |
| 4 | China Investment Fund International Securities Limited | Rep | Advising on securities | 2019-01-23 | 2019-03-28 | Rep | Dealing in securities | 2019-01-23 | 2019-03-28 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-21 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2016-10-08 |
| 6 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-01-21 | 2016-10-08 |
| 7 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-21 | 2016-06-30 |
| 8 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2016-12-05 | 2017-09-19 | RO | Dealing in securities | 2017-09-19 | 2019-01-04 | Rep | Advising on securities | 2018-01-12 | 2018-12-31 | Rep | Dealing in securities | 2019-01-04 |
| 9 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-10-07 | 2014-07-26 |
| 10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-10-07 | 2014-07-26 |
| 11 | Towering Securities Limited | Rep | Asset management | 2019-07-11 | 2019-11-26 | RO | Advising on securities | 2019-07-11 | 2021-01-01 | RO | Dealing in securities | 2019-07-11 | 2021-01-01 | RO | Asset management | 2019-11-26 | 2021-01-01 |
| 12 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2021-12-07 | 2022-03-31 | RO | Asset management | 2021-12-07 | 2022-03-31 | RO | Dealing in securities | 2021-12-07 | 2022-03-31 |
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