Tsoi, Wan Kam 蔡璭今
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | iBest Consultants Limited | Rep | Advising on securities | 2010-01-15 | 2014-04-30 | Rep | Dealing in securities | 2010-03-29 | 2014-04-30 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-09-15 | 2017-10-02 | Rep | Dealing in securities | 2014-09-15 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2023-07-31 | Rep | Dealing in securities | 2017-10-03 | 2023-07-31 |
| 3 | KGI Asset Management Limited | Rep | Advising on securities | 2014-06-03 | 2014-09-04 | Rep | Dealing in securities | 2014-06-03 | 2014-09-04 | Rep | Advising on securities | 2015-03-23 | 2022-06-23 | Rep | Dealing in securities | 2015-03-23 | 2022-06-23 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-10-09 | Rep | Dealing in securities | 2023-10-09 |
| 5 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2008-01-18 | 2009-12-31 |
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