Pun, Tit Shan 潘鐵珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2016-08-09 | 2018-01-29 |
| 2 | Astrum Capital Management Limited (HK) | Rep | Asset management | 2015-10-30 | 2016-07-31 | Rep | Dealing in futures contracts | 2015-10-30 | 2016-07-31 | Rep | Dealing in securities | 2015-10-30 | 2016-07-31 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2008-10-16 | 2014-03-24 | Rep | Asset management | 2012-05-21 | 2015-09-15 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-01-10 | 2008-01-29 | RO | Dealing in futures contracts | 2008-01-29 | 2015-09-15 | RO | Advising on futures contracts | 2008-05-05 | 2015-09-15 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2008-01-10 | 2008-01-29 | Rep | Dealing in securities | 2008-01-10 | 2008-01-29 | RO | Advising on securities | 2008-01-29 | 2015-09-15 | RO | Dealing in securities | 2008-01-29 | 2015-09-15 |
| 6 | iBest Consultants Limited | RO | Asset management | 2015-01-14 | 2015-09-15 |
| 7 | Open Asset Management Limited | RO | Advising on securities | 2018-03-28 | 2020-07-16 | RO | Asset management | 2018-03-28 | 2020-07-16 |
| 8 | Open Securities Limited | RO | Advising on securities | 2018-03-28 | 2020-07-16 | RO | Dealing in futures contracts | 2018-10-16 | 2020-07-16 | RO | Dealing in securities | 2018-10-16 | 2020-07-16 |
| 9 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2004-09-21 | 2008-01-01 |
| 10 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | Dealing in securities | 2008-01-01 | |
| 11 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RO | Dealing in futures contracts | 2008-01-01 | |
| 12 | Teyk Limited | RO | Advising on securities | 2022-10-20 | RO | Asset management | 2022-10-20 | RO | Dealing in securities | 2022-10-20 |
| 13 | WELLCHAMP CAPITAL LIMITED | Rep | Asset management | 2020-10-15 | 2021-03-11 | RO | Advising on securities | 2021-03-11 | 2022-10-19 | RO | Asset management | 2021-03-11 | 2022-10-19 | Rep | Asset management | 2023-09-21 |
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