Kwok, Yat Sing 郭日昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Tonghai (IA) Limited | Rep | Advising on securities | 2008-10-03 | 2010-09-18 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-10-22 | 2016-08-06 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2016-08-31 | 2018-12-31 | RO | Advising on securities | 2018-12-31 |
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