Lo, Chi Ming (SFC:ANG986) 盧志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-06-01 | 2020-05-21 | Rep | Advising on futures contracts | 2007-10-03 | 2020-05-21 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-06-01 | 2020-05-21 | Rep | Advising on securities | 2007-10-03 | 2020-05-21 | Rep | Asset management | 2008-11-21 | 2020-05-21 |
| 3 | Grand Capital Futures Limited | Rep | Advising on futures contracts | 2020-06-15 | Rep | Dealing in futures contracts | 2020-06-15 |
| 4 | Grand Capital Securities Limited | Rep | Advising on securities | 2020-06-15 | Rep | Asset management | 2020-06-15 | Rep | Dealing in securities | 2020-06-15 |
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