Lo, Dickson Tat San 羅達生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2020-08-20 | 2021-05-06 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2020-08-20 | 2021-05-06 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2020-08-20 | 2021-05-06 |
| 4 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2020-08-20 | 2021-05-06 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2020-08-20 | 2021-05-06 |
| 6 | HANTEC FUTURES LIMITED | RO | Dealing in futures contracts | 2021-12-07 | |
| 7 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2021-09-17 | 2021-12-07 | RO | Dealing in securities | 2021-12-07 |
| 8 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-20 | 2016-01-13 |
| 9 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-11-20 | 2016-01-13 | Rep | Dealing in securities | 2014-11-20 | 2016-01-13 |
| 10 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2010-07-14 | 2012-05-01 | Rep | Dealing in securities | 2010-07-14 | 2012-05-01 | Rep | Leveraged foreign exchange trading | 2010-07-14 | 2012-05-01 |
| 11 | Open Securities Limited | Rep | Dealing in futures contracts | 2016-03-01 | 2019-07-18 | Rep | Dealing in securities | 2016-03-01 | 2019-07-18 | Rep | Advising on securities | 2018-01-05 | 2020-08-03 | RO | Dealing in futures contracts | 2019-07-18 | 2020-08-03 | RO | Dealing in securities | 2019-07-18 | 2020-08-03 |
| 12 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-05-26 | 2014-11-13 |
| 13 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-05-26 | 2014-11-13 |
| 14 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2021-05-31 | 2021-08-25 | Rep | Advising on securities | 2021-06-22 | 2021-08-25 |
| 15 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-05-15 | 2014-05-09 | Rep | Dealing in securities | 2012-05-15 | 2014-05-09 | Rep | Leveraged foreign exchange trading | 2012-05-15 | 2014-05-09 |
| 16 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-21 | 2014-05-09 | Rep | Dealing in securities | 2012-06-21 | 2014-05-09 | Rep | Leveraged foreign exchange trading | 2012-06-21 | 2014-05-09 |
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