Cheng, King Wai 鄭經緯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2008-04-28 | 2008-06-17 | RO | Dealing in securities | 2008-06-17 | 2018-10-25 | Rep | Dealing in futures contracts | 2008-11-13 | 2018-10-25 |
| 2 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2004-01-27 | Rep | Advising on securities | 2004-01-27 | Rep | Asset management | 2004-01-27 | Rep | Dealing in securities | 2005-07-18 |
| 3 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-08 | 2008-04-18 |
| 4 | TUNG YAT SECURITIES LIMITED | RO | Dealing in securities | 2018-11-13 | RO | Advising on securities | 2022-09-13 | RO | Asset management | 2022-12-16 |
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