Fong, Siu Yat 方少逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ELSTONE SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-08-18 | Rep | Advising on securities | 2004-08-18 | Rep | Asset management | 2004-08-18 | Rep | Dealing in securities | 2004-09-16 |
| 2 | Forthright Capital Management Limited | RO | Advising on securities | 2021-06-03 | RO | Asset management | 2021-06-03 | RO | Dealing in securities | 2022-10-18 |
| 3 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2020-04-27 | 2020-07-21 | Rep | Advising on securities | 2020-04-27 | 2020-07-21 | Rep | Dealing in futures contracts | 2020-04-27 | 2020-07-21 | Rep | Dealing in securities | 2020-04-27 | 2020-07-21 | RO | Advising on futures contracts | 2020-07-21 | RO | Advising on securities | 2020-07-21 | RO | Dealing in futures contracts | 2020-07-21 | RO | Dealing in securities | 2020-07-21 |
| 4 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-10-02 | 2015-10-22 | RO | Asset management | 2015-10-22 | 2017-11-19 |
| 5 | FULBRIGHT FUTURES LIMITED | RO | Dealing in futures contracts | 2005-12-05 | 2017-11-19 | RO | Advising on futures contracts | 2012-03-20 | 2017-11-19 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-08 | 2011-07-11 | RO | Dealing in securities | 2011-07-11 | 2017-11-19 | RO | Advising on securities | 2012-06-11 | 2017-11-19 |
| 7 | Huarong International Securities Limited | Rep | Dealing in securities | 2004-10-25 | 2005-10-05 | RO | Dealing in futures contracts | 2004-10-25 | 2005-10-05 |
| 8 | Redstone Asset Management Limited | RO | Advising on securities | 2019-06-27 | 2020-03-05 | RO | Asset management | 2019-06-27 | 2020-03-05 |
| 9 | SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2017-12-20 | 2018-12-28 | RO | Asset management | 2017-12-20 | 2018-12-28 | RO | Dealing in securities | 2017-12-20 | 2018-12-28 | RO | Dealing in futures contracts | 2018-08-31 | 2018-12-28 |
| 10 | TOPMORE COMMODITIES LIMITED | RO | Advising on futures contracts | 2004-08-18 | RO | Asset management | 2004-08-18 | RO | Dealing in futures contracts | 2004-09-16 |
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