Ma, Man Hon 馬文瀚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-07-26 | 2011-06-06 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-03-11 | 2011-06-06 |
| 3 | CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-05-22 | 2020-07-28 | Rep | Dealing in securities | 2020-05-22 | 2020-07-28 | RO | Dealing in futures contracts | 2020-07-28 | 2020-08-11 | RO | Dealing in securities | 2020-07-28 | 2020-08-11 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-07-26 | 2011-06-06 |
| 5 | Sino-Rich Securities & Futures Limited | Rep | Dealing in futures contracts | 2011-06-21 | 2013-06-23 | Rep | Dealing in securities | 2011-06-21 | 2013-06-23 |
| 6 | WEBULL SECURITIES LIMITED | Rep | Dealing in securities | 2022-06-14 | 2022-08-10 | RO | Dealing in securities | 2022-08-10 | 2023-06-19 | RO | Advising on securities | 2023-05-31 | 2023-06-19 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2013-07-08 | 2019-01-01 | Rep | Dealing in securities | 2013-07-08 | 2019-01-01 | Rep | Leveraged foreign exchange trading | 2013-07-22 | 2016-10-31 |
| 8 | Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2019-02-20 | 2020-04-30 | RO | Dealing in securities | 2019-02-20 | 2020-04-30 | Rep | Dealing in futures contracts | 2020-08-24 | 2020-08-31 | Rep | Dealing in securities | 2020-08-24 | 2020-08-31 | RO | Dealing in futures contracts | 2020-08-31 | 2022-05-22 | RO | Dealing in securities | 2020-08-31 | 2022-05-22 | RO | Dealing in futures contracts | 2023-07-07 | RO | Dealing in securities | 2023-07-07 |
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