Lie, Suet Ching 李雪晶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2010-05-24 | 2012-07-20 |
| 2 | Golden K2 Securities Limited | Rep | Dealing in securities | 2017-11-23 | 2020-02-17 |
| 3 | Maxcess Capital Limited | Rep | Advising on securities | 2017-11-23 | 2020-02-17 | Rep | Asset management | 2017-11-23 | 2020-02-17 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-12-07 | 2010-01-16 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2006-12-04 | 2008-04-27 |
| 6 | Sky Seal Global Limited | Rep | Advising on securities | 2021-07-26 | Rep | Asset management | 2021-07-26 |
| 7 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2005-05-13 | 2006-04-13 |
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