Chan, Yuen Yee (SFC:AEM854) 陳婉兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-05-22 | 2020-10-29 | Rep | Automated trading services | 2003-05-26 | 2003-09-05 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-05-26 | 2003-09-02 | Rep | Dealing in securities | 2003-05-26 | 2020-10-29 |
| 3 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2022-09-29 | |
| 4 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-11-16 | 2021-12-13 |
| 5 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-11-16 | Rep | Advising on securities | 2022-09-29 |
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