Chau, Kon Chiu 周幹弨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2010-05-03 | 2013-06-03 |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-18 | 2004-09-07 |
| 3 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-04 | 2022-06-30 | Rep | Dealing in securities | 2022-07-01 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2004-03-16 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-09-08 | 2006-07-13 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2006-07-25 | 2010-04-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy