Lit, Yuk Ping 列玉萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central Universe Futures Limited | Rep | Dealing in futures contracts | 2019-04-18 | 2019-07-18 | RO | Advising on futures contracts | 2019-07-18 | 2021-09-14 | RO | Dealing in futures contracts | 2019-07-18 | 2021-09-14 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2017-04-05 | 2017-09-07 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2017-04-05 | 2017-09-07 |
| 4 | CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2021-10-25 | 2021-11-10 | RO | Dealing in futures contracts | 2021-11-10 | RO | Dealing in securities | 2021-11-10 |
| 5 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-10-06 | 2019-04-12 |
| 6 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-06 | 2019-04-12 |
| 7 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-01-31 | 2011-12-23 |
| 8 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-03-12 | 2015-11-07 |
| 9 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2016-10-24 | 2017-04-03 |
| 10 | Rifa Securities Limited | Rep | Dealing in securities | 2016-10-24 | 2017-04-03 |
| 11 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-06-11 | 2007-09-01 |
| 12 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-06-11 | 2007-09-01 |
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