Lau, Tak Fai 劉德輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Emperor Asset Management Limited | Rep | Advising on securities | 2021-08-02 | 2024-05-22 | Rep | Asset management | 2021-08-02 | 2024-05-22 | RO | Advising on securities | 2024-05-22 | RO | Asset management | 2024-05-22 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-10 | 2022-04-22 | Rep | Advising on futures contracts | 2022-03-14 | 2022-05-16 | RO | Dealing in futures contracts | 2022-04-22 | RO | Advising on futures contracts | 2022-05-16 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-09-28 | 2022-04-22 | Rep | Advising on securities | 2022-03-14 | 2022-04-22 | RO | Advising on securities | 2022-04-22 | RO | Dealing in securities | 2022-04-22 |
| 4 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2009-09-28 | 2022-04-22 | Rep | Advising on securities | 2022-03-14 | 2022-04-22 | RO | Advising on securities | 2022-04-22 | RO | Dealing in securities | 2022-04-22 |
| 5 | RICHLAND WORLDWIDE LIMITED | Rep | Advising on securities | 2007-01-30 | 2009-06-09 |
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