Ip, Pui Lan 葉佩蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-14 | Rep | Advising on futures contracts | 2011-03-24 |
| 2 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-06-07 | |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2005-11-14 | Rep | Dealing in securities | 2005-11-14 |
| 4 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2011-07-27 | |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2003-09-24 | 2005-05-20 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2003-09-24 | 2005-05-20 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Dealing in futures contracts | 2005-05-20 |
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