Cheng, Kwo Yeh 鄭戈野
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-10-13 | 2008-12-31 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-10-13 | 2008-12-31 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-01-19 | 2011-12-09 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-01-19 | 2011-12-09 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2004-01-14 | 2007-11-01 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in futures contracts | 2007-11-01 |
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