Law, Kin Fat 羅建發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-01-10 | 2006-08-01 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-09-07 | 2007-04-02 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-06-10 | 2012-09-05 | Rep | Automated trading services | 2011-06-10 | 2012-09-05 | Rep | Dealing in securities | 2011-06-10 | 2012-09-05 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2004-12-22 | Rep | Dealing in securities | 2004-12-22 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-17 | 2009-07-03 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-04-17 | 2009-07-03 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2009-07-03 |
| 8 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2009-09-09 | 2011-04-28 |
| 9 | Seresia Asset Management Limited | Rep | Asset management | 2019-10-21 | Rep | Advising on securities | 2023-02-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy